Drive regulatory excellence as a Business Management Specialist with TD in Toronto, Ontario. Help shape governance practices across Wealth Advice and Financial Planning sectors.
Reporting directly to the Senior Manager, this role emphasizes risk assessment and strategic implementation. You will collaborate with stakeholders to manage regulatory inquiries and elevate governance practices within the organization. Your analytical skills will play a vital role in evaluating business initiatives.
Key Responsibilities:
• Support recent business initiatives with key partners
• Develop proactive strategies for governance and compliance
• Act as primary contact for regulatory reviews
• Conduct business control mapping against regulations
• Escalate significant issues and monitor risk profiles
Requirements:
• 10 years of relevant industry experience
• Robust analytical and communication skills
• Experience in regulatory compliance management
• Ability to track multiple priorities effectively
• Knowledge of Wealth Advice practices is preferred
Leverage your expertise to enhance the risk management culture within TD as a Business Management Specialist in Toronto.
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