Lead compliance as the Chief Compliance Officer for a growing Canadian wealth and investment platform. Drive adherence to CIRO and securities regulations within an entrepreneurial executive team.
This executive role is crucial for developing and overseeing the firm’s compliance programs while acting as a strategic partner. You will enhance governance structures, monitor regulatory changes, and manage compliance audits. Candidates should possess a senior background in investment dealer compliance and robust leadership skills.
Key Responsibilities: Oversee the company’s compliance framework and policies
Ensure adherence to CIRO and regulatory requirements
Provide guidance on governance and risk issues
Manage compliance audits, reporting,



and monitoring
Support growth with strategic partnerships and initiatives
Requirements: Chief Compliance Officer experience in regulated settings
Deep knowledge of securities regulations and compliance
Excellent executive communication and leadership skills
Proven ability to enhance compliance infrastructures
Completion of necessary licensing for the role
Drive compliance excellence and regulatory adherence with strategic vision in a top-tier investment setting.
J-18808-Ljbffr
J-18808-Ljbffr

📌 Chief Compliance Officer For Canadian Wealth Platform Ontario (Canada)
🏢 Bilinguallink
📍 Canada