Elevate your compliance career with TD as a Senior Manager in Corporate & Investment Banking in Toronto, Ontario. Drive compliance strategies, build global programs, and manage regulatory risks throughout your role.

As a Senior Manager for Compliance, you will focus on Corporate & Investment Banking, including guiding public and private equity offerings. Moreover, you'll play a crucial part in developing a robust compliance program across several regions including Canada and Asia-Pacific. This position requires in-depth compliance experience and keen insight into regulatory frameworks.

Key Responsibilities:
• Provide strategic compliance advice to front office operations
• Develop global Investment Banking Compliance programs
• Monitor regulatory changes and assess their impact




• Manage compliance activities consistent with the bank's risk culture
• Conduct investigations and recommend corrective actions

Requirements:
• 8-12+ years of compliance advisory experience
• Solid understanding of investment banking regulations
• Excellent communication skills in complex environments
• Familiarity with Canadian and U.S. regulatory frameworks
• JD, LLB, LLM or similar legal background preferred

Join TD in shaping the future of investment banking compliance through insightful leadership and strategic guidance.
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📌 Senior Manager Compliance in Banking (Ontario)
🏢 TD
📍 Ontario