Join as a Licensed Assistant focused on portfolio management, where your insights support trading activities and client services. Collaborate with advisors to ensure optimal client experience and compliance.
In this role, the Licensed Assistant will play a crucial part in managing portfolios and executing trades under the advisor's guidance. The position demands proficiency in gathering research and maintaining compliance with regulations. Educational credentials like the Canadian Securities Course are required, paired with strong organizational skills to handle multiple tasks effectively.
Key Responsibilities:
• Support advisor in portfolio alignment with client objectives
• Gather research and product information efficiently




• Accurately document all client interactions
• Respond promptly to client inquiries and resolve issues
• Ensure compliance with documentation for account types
Requirements:
• Canadian Securities Course (CSC) completion
• Conduct and Practices Handbook (CPH) training
• Investment Representative Training (IRT)
• Post-secondary education background
• Ability to thrive in a high-pressure environment
Utilize your skills in trading and client service to enhance the advisor's performance in this energetic role.
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📌 Licensed Assistant for Portfolio Management (Toronto)
🏢 Allan Small Financial Group with iA Private Wealth
📍 Toronto