Lead Tier 1 supervision programs at SLFISI and SLCSI. Drive compliance, establish KPIs, and oversee a high-performing team to enhance the financial industry standards. As the Director, you will manage supervision activities across regions while serving as a senior escalation point for complex matters.
This role demands a robust background in compliance and a minimum of ten years in the financial sector. Your leadership will focus on continuous improvement and data-informed decision-making. Key Responsibilities:
Oversee Tier 1 supervision framework across all teams
Establish KPIs, KRIs, and productivity benchmarks
Serve as senior escalation point for supervision matters
Provide leadership to up to 10 direct reports
Drive data-informed decision-making for compliance standards
Requirements:
University degree with MBA, CIM, or CFA designation
Over 10 years of financial industry experience
Knowledge of mutual fund and investment compliance
Exceptional communication and sound judgment skills
Bilingual (French and English) for Quebec
Shape the future of compliance and supervision at SLFISI and SLCSI with your expert leadership.
📌 Director Tier 1 Supervision Programs Toronto
🏢 Jobtailor
📍 Toronto
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