We’re supporting a growing investment management firm that’s building out their compliance function with a new hire. This role is ideal for someone who’s eager to learn, detail-oriented, and looking to grow their compliance career in a highly team-oriented, quick-paced setting. You’ll report into senior leadership and gain exposure to both day-to-day tasks and larger compliance projects across investment, operations, and sales/marketing areas.

If you enjoy digging into details, making sure processes align with regulations, and working alongside a committed team, this could be a strong next step for you.

What You’ll Do
Support compliance activities across investment, operations, and marketing
Assist with regulatory filings, due diligence, and risk mitigation tasks
Review documentation for accuracy and regulatory adherence




Collaborate with colleagues across departments to resolve compliance questions
Handle compliance-related administrative tasks and ensure timely completion
Take initiative on special projects while supporting ongoing daily requirements

Qualifications
2+ years of compliance and administrative experience within Canadian asset management (IFM/PM)
Familiarity with securities regulations (e.g., National Instruments 81-102, 81-106, 31-103, 33-109, 81-105, 81-107)
Strong collaboration skills and ability to work in a demanding, detail-driven workplace
Related business education; CSC or other industry courses an asset

📌 Compliance Analyst Mississauga
🏢 Talent IQ
📍 Mississauga