Join Manuvie as a Senior Compliance Executive, overseeing regulatory compliance for CIRO operations in a hybrid setting. This role requires strategic insight into securities regulations and compliance leadership.
In this pivotal role, you will manage compliance initiatives while fostering a culture of ethics within the organization. Your strategic mindset will enable the development of key compliance policies and effective risk assessment strategies. Additionally, you will serve as a liaison with regulatory bodies and lead training programs to ensure all employees meet compliance requirements.
Key Responsibilities:
• Oversee adherence to CIRO regulations and securities laws
• Create and enforce comprehensive compliance policies




• Identify and assess compliance risks continuously
• Deliver detailed compliance reports to senior leadership
• Facilitate training on compliance and ethical practices
Requirements:
• Minimum 10 years of compliance experience
• Previous role as Chief Compliance Officer preferred
• Proficient in securities regulation understanding
• Solid capability in risk assessment and management
• Effective communicator with external regulatory agencies
Elevate compliance integrity and management at Manuvie as a Senior Compliance Executive.
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📌 Senior Compliance Executive Hybrid Role Burlington (Canada)
🏢 Société Financière Manuvie
📍 Canada