Deputy Chief Compliance Officer Canada Toronto

Deputy Chief Compliance Officer Canada Toronto

01 Aug
|
JPMorgan Chase
|
Toronto

01 Aug

JPMorgan Chase

Toronto

Join JPMorgan Asset Management as the Deputy Chief Compliance Officer in Canada, leading compliance initiatives in a agile environment. Your expertise will facilitate robust risk management and ensure regulatory adherence.

In this Vice President role, you will support the Chief Compliance Officer, overseeing compliance and operational risk for asset management operations. Key responsibilities include regulatory engagement, monitoring compliance, and enhancing policies. Your role will also involve advising business leaders on compliance matters, ensuring practical outcomes in a highly regulated market.

Key Responsibilities:



• Provide daily compliance leadership and escalation support • Oversee licensing and registrations for firm securities • Manage regulatory exams and internal inquiries • Offer compliance advice on products and distribution • Support compliance monitoring and testing strategies

Requirements: • Proven compliance experience in asset management • Strong communication skills with senior stakeholders • Ability to operate independently and exercise judgment • Bachelor’s degree in law or finance preferred • High integrity and skilled maturity

Excel in compliance management with JPMorgan, ensuring solid regulatory frameworks for asset management. #J-18808-Ljbffr

📌 Deputy Chief Compliance Officer Canada Toronto
🏢 JPMorgan Chase
📍 Toronto

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