- Own and oversee the Tier 1 supervision framework for SLFISI and SLCSI - Ensure consistent execution of supervision activities across regions and teams - Serve as senior escalation point for complex supervision matters - Provide direct leadership to up to 10 direct reports - Establish KPIs, KRIs, and productivity benchmarks - Set vision and roadmap for Tier 1 supervision - Drive data-informed decision-making and continuous improvement - Act as principal escalation point for compliance-related inquiries - Attend regional events to foster relationships with field leadership and advisors Requirements - University degree, Qualified Designation (MBA, CIM, CFA) - Minimum of 10 years of financial industry experience - Knowledge of mutual fund and investment dealer compliance standards - Proficiencies required for registration with CIRO as a Supervisor - Exceptional communication skills - Sound judgment and integrity in handling high-risk matters - Experience managing high performing teams in a regulatory environment - Knowledge of wealth products - Ability to travel nationally (10%-15%) - Bilingualism (French, English)



required for Quebec Core Competencies Demonstrates expertise in Tier 1 supervision frameworks, compliance standards, and team leadership within the financial industry. Proven ability to drive data-informed decision-making and establish KPIs and KRIs for continuous improvement. Highest-signal resume keywords - Tier 1 Supervision Framework - Financial Industry Experience - Compliance Standards Knowledge - Team Leadership - Bilingualism (French, English) ATS Optimization Keywords Hard Skills - KPI Establishment - KRI Development - Data-Informed Decision-Making - Wealth Products Knowledge - CIRO Registration Proficiency Soft Skills - Exceptional Communication Skills - Sound Judgment - Integrity Certifications & Qualifications - University Degree - Professional Designation (MBA, CIM, CFA) Industry Keywords - Mutual Fund Compliance - Investment Dealer Compliance - Regulatory Environment - High Performing Teams - National Travel

📌 Director, Wealth Oversight Programs (Toronto)
🏢 Jobtailor
📍 Toronto