Financial Operations Examiner at CIRO (Montreal)

Financial Operations Examiner at CIRO (Montreal)

01 Aug
|
ciro]
|
Montreal

01 Aug

ciro]

Montreal

Explore a pivotal role with the Canadian Investment Regulatory Organization as a Financial Operations Examiner on a 12-month hybrid contract. Contribute to capital market integrity by analyzing financial compliance and internal controls. This role requires a strong foundation in financial auditing practices.

As a Financial Operations Examiner, you will perform complex field examinations and verify compliance with CIRO's regulations. The position demands effective evaluation of internal controls and explicit communication with member firms to ensure they meet standards. Key Responsibilities:

- Conduct complex examinations of member firms' operations
- Execute preliminary research on examination assignments




- Plan and customize examination programs based on risk evaluations
- Review and assess internal control procedures
- Interview staff to understand operational workflows Requirements:
- 2-3 years in financial sector audit or risk management
- Knowledge of Canadian Auditing Standards and IFRS
- Ability to communicate complex regulatory issues
- Experience with compliance testing and documentation
- Completion of the Canadian Securities Course is an asset Excel in financial examination to uphold CIRO’s regulatory standards and support market integrity.

📌 Financial Operations Examiner at CIRO (Montreal)
🏢 ciro]
📍 Montreal

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