Join a high-performance financial team in Toronto, Ontario as a Compliance Officer. This role emphasizes regulatory compliance and client relationship enhancement within a diverse workplace culture. As part of the Canadian Wealth Distribution Compliance team, you will oversee compliance activities to ensure alignment with regulations and internal policies.

Your responsibilities will include conducting analytical assessments and monitoring compliance risks, along with addressing potential violations efficiently. Collaborating with Global Compliance groups, you will play a vital role in maintaining high standards across business units while fostering a compliant work workplace. Key Responsibilities:

- Perform compliance oversight in line with CIRO regulations




- Provide timely follow-ups on identified compliance issues
- Implement risk-based monitoring programs effectively
- Detect and address compliance gaps in existing programs
- Assist in compliance program updates and special projects Requirements:
- Preferably a College Diploma or University Degree
- Minimum 2 years relevant financial industry experience
- Relevant industry course accreditations are beneficial
- Strong communication and analytical capabilities
- Proven ability to build working relationships Utilize your expertise in compliance and risk assessment to strengthen this dynamic financial team in Toronto.

📌 Toronto Compliance Officer Position
🏢 Scotiabank
📍 Toronto