Chief Compliance Officer At Tmx Group (Winnipeg)

Chief Compliance Officer At Tmx Group (Winnipeg)

31 Jul
|
Socket.dev
|
Winnipeg

31 Jul

Socket.dev

Winnipeg

Elevate compliance standards as the Chief Compliance Officer at TMX Group. Oversee the compliance programs of key financial market infrastructures in a strategic leadership role.
In this pivotal position, you will design and implement compliance frameworks for CDS Clearing and Depository Services Inc. and the Canadian Derivatives Clearing Corporation. With a focus on regulatory adherence, you’ll collaborate with various functions, including Risk Management and Internal Audit, ensuring all operations align with legal standards. Your leadership will drive a culture of compliance while you report to the Board and Vice President of Regulatory Affairs.
Key Responsibilities:



- Develop and maintain a robust compliance culture - Assess and adapt the compliance framework continuously - Serve as a strategic advisor on regulatory impacts - Monitor and review compliance policies regularly - Coordinate communication with key regulators
Requirements: - 10+ years of compliance experience - Proven regulatory engagement with capital markets - Deep expertise in compliance for financial infrastructures - Solid leadership and collaboration skills - Exceptional communication abilities at all organizational levels
Lead compliance innovation and maintain regulatory integrity as TMX Group's Chief Compliance Officer.#J-18808-Ljbffr

📌 Chief Compliance Officer At Tmx Group (Winnipeg)
🏢 Socket.dev
📍 Winnipeg

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