CIRO is seeking an Investigative Trading Analyst to ensure compliance in Canada’s investment landscape. This role features hybrid work and focuses on conducting thorough post-trade reviews.
In the role of Investigative Trading Analyst, you will examine trading practices to identify possible violations of securities laws. Your responsibilities will include writing concise investigation reports and engaging in special regulatory projects. Building relationships across departments is key to your success in this position.
Key Responsibilities:
• Perform post-trade reviews of trading activities
• Compile and report relevant investigation findings
• Engage in projects aimed at improving compliance
• Develop relationships with regulatory departments
Requirements:
• Relevant post-secondary education background
• Required: Canadian Securities Course certification
• Preferred: 2-4 years of experience in compliance or research
• Excellent analytical and report writing skills
• Proficiency in Microsoft Office and advanced Excel required
Bring your regulatory knowledge and analytical capabilities to CIRO, contributing to the integrity of Canada's capital markets.
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📌 Investigative Analyst in Canadian Securities (Vancouver)
🏢 CIRO / OCRI
📍 Vancouver