Elevate your compliance career as a Lead Compliance Officer with BMO Financial Group. This role encompasses complaint management, internal investigations, regulatory inquiries, and data reporting while fostering robust relationships with stakeholders.
In this senior position within the Wealth Compliance team, you will take charge of client complaints, conduct thorough internal reviews, and respond to regulatory inquiries. You’ll leverage your expertise to manage compliance and operational risk, recommending improvements to existing policies and procedures. This role requires navigating complex regulatory requirements while ensuring timely completion of tasks and fostering effective communication across departments.
Key Responsibilities:
• Respond to client complaints with detailed analysis




• Conduct internal reviews and make remediation recommendations
• Manage communication with regulators and senior management
• Analyze compliance data for insights on risks
• Develop compliance policies and assist during audits
Requirements:
• Minimum of 6 years of relevant experience
• Specialized knowledge of compliance regulations
• Strong communication and project management skills
• Completion of Canadian Securities Course (CSC)
• Ability to handle sensitive and confidential information
Become a vital part of BMO's commitment to compliance and regulatory excellence.
#J-18808-Ljbffr

📌 Lead Compliance Officer at BMO (Toronto)
🏢 Bank of Montreal
📍 Toronto