Join BMO as a Senior Branch Supervision Specialist, where you'll oversee regulatory compliance and enhance supervision practices in a dynamic team environment. Focus on electronic communication governance for investment advisors.
In this position, you will collaborate with the Director of Branch Supervision and various teams to ensure adherence to regulations while providing insights on Advertising and Sales Literature. Your role is essential in managing the oversight process for Investment Counsellors and Advisors, ensuring their communication practices meet industry standards. Your contributions will directly influence the effectiveness and evolution of the supervision program.
Key Responsibilities:
• Supervise electronic communication and social media activity of advisors




• Conduct reviews to meet compliance requirements
• Assess supervision effectiveness and suggest improvements
• Train staff on best practices for Sales Literature
• Engage with stakeholders to address issues and solutions
Requirements:
• 4-6 years relevant regulatory supervision experience
• Extensive knowledge of CIRO rules and practices
• Solid presentation skills
• University degree in related field preferred
• Bilingualism is a plus
Play a vital role in promoting ethical practices as a Senior Branch Supervision Specialist at BMO.
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📌 Senior Branch Supervision Specialist at BMO (Toronto)
🏢 Bank of Montreal
📍 Toronto