Lead compliance initiatives as the Chief Compliance Officer for a rapidly expanding Canadian wealth platform. This executive role focuses on CIRO adherence and strategic governance development.

In this vital position, you will oversee the compliance framework while acting as a strategic partner within the investment firm. Your responsibilities will include monitoring regulatory changes, managing compliance audits, and enhancing governance structures to ensure full regulatory alignment.

Key Responsibilities:



• Oversee the company's compliance framework and policies • Ensure adherence to CIRO and regulatory requirements • Provide guidance on governance and risk issues • Manage compliance audits and reporting processes • Support growth through strategic partnerships and initiatives

Requirements: • Experience as Chief Compliance Officer in regulated environments • Deep knowledge of securities regulations and compliance • Excellent executive communication and leadership skills • Proven record of enhancing compliance infrastructures • Completion of necessary licensing for this role

Drive compliance excellence and regulatory adherence with a strategic vision in a top-tier investment setting. #J-18808-Ljbffr

📌 Chief Compliance Officer for Wealth Management (Toronto)
🏢 Bilinguallink
📍 Toronto