Join National Bank as a Senior Compliance Supervisor, overseeing compliance in Wealth Management from Brossard. Your expertise in compliance will be crucial for regulatory management and risk mitigation. In this pivotal role, you will ensure that all Wealth Management Advisors follow established policies and regulatory requirements. With your solid foundation in compliance roles, you will educate and mentor others while managing risk and compliance activities effectively. Key Responsibilities:
Serve as a liaison for compliance activities
Ensure compliance with all regulatory requirements
Approve client documentation and compliance actions
Conduct regular compliance audits and branch visits
Promote risk identification and management strategies Requirements:
University degree with 5+ years in compliance
3+ years’ experience in a supervisory position
Must complete CIRO Supervisor Exam
Solid industry regulatory knowledge
Proven ability in regulatory risk identification Contribute to building a robust compliance culture at National Bank by applying your extensive compliance knowledge in Brossard.
📌 Senior Compliance Role At National Bank Brossard
🏢 Banque Nationale du Canada
📍 Brossard
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