Elevate your career as a Senior Compliance Specialist with Fidelity Canada, working hybrid. Focus on operational compliance, policy updates, and regulatory matters to ensure adherence to standards.
As a key member of Fidelity’s Compliance Department, you will report to the Director of Operations and Regulatory Compliance. Your expertise will cover various compliance aspects, including sales communications, policy maintenance, and regular monitoring for compliance matters. This role offers the chance to support significant regulatory efforts and foster solid relationships across business units.
Key Responsibilities:
• Monitor and report on operational compliance matters
• Review and approve advertising and sales communications
• Update compliance policies in line with regulations
• Develop training resources for compliance awareness
• Prepare materials for executive committees and training sessions
Requirements:
• Minimum 4 years in a Compliance or related role
• Knowledge of NI 81-102 and sales communication guidelines
• Degree or equivalent experience
• Bilingualism in English and French is a plus
• Familiarity with mutual fund operations
Bring your regulatory expertise and compliance knowledge to Fidelity Canada and play a vital role in operational success.
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