Become the Director of Regulatory Investigations at RBC Dominion Securities in Toronto, responsible for leading compliance investigations and ensuring regulatory adherence. This strategic role offers impactful decision-making opportunities.

You will oversee the RCII team, managing both internal investigations and external inquiries. Your guidance will be essential in evaluating compliance risks and fostering collaboration with key stakeholders, ensuring effective communication and documentation processes.

Key Responsibilities:
• Direct regulatory inquiries and lead internal investigations
• Manage and develop compliance qualified teams
• Identify and recommend improvements for regulatory practices




• Ensure timely reporting and compliance documentation
• Collaborate with compliance and legal teams for insights

Requirements:
• Extensive people management experience
• In-depth knowledge of compliance practices
• Ability to analyze complex regulatory matters
• Robust communication and relationship-building skills
• Detail-oriented with a continuous improvement focus

Take the lead in regulatory investigations and compliance at RBC Dominion Securities, playing a pivotal role in risk management.
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📌 Regulatory Investigations Director At Rbc Manitoba (Canada)
🏢 RBC
📍 Canada