Join TD Securities as a Compliance Advisory Manager in Toronto, specializing in Global Transaction Banking. Utilize your compliance experience to guide and manage crucial compliance programs.
This role involves overseeing compliance within Corporate Cash Management and Global Trade Finance, providing critical insights into regulatory trends and compliance policies. The ideal candidate will act as a strategic advisor, offering training, conducting risk assessments, and engaging with regulators to maintain compliance frameworks across the organization.
Key Responsibilities:
• Advise Global Transaction Banking on compliance matters
• Draft, update, and enforce compliance policies
• Provide regulatory training to front office and control functions
• Participate in investigations and audits
• Assess the impact of recent regulations on the business
Requirements:
• 5–7+ years of advisory compliance experience
• Solid grasp of applicable regulatory frameworks
• Advanced communication skills for senior personnel engagement
• Experience with compliance in wholesale banking
• Ability to manage multiple projects effectively
Shape the future of compliance at TD Securities with your expert guidance and strategic insights.
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