Lead Tier 1 supervision programs at SLFISI and SLCSI. Drive compliance, establish KPIs, and oversee a high-performing team to enhance the financial industry standards.
As the Director, you will manage supervision activities across regions while serving as a senior escalation point for complex matters. This role demands a robust background in compliance and a minimum of ten years in the financial sector. Your leadership will focus on continuous improvement and data-informed decision-making.
Key Responsibilities:
• Oversee Tier 1 supervision framework across all teams
• Establish KPIs, KRIs, and productivity benchmarks
• Serve as senior escalation point for supervision matters
• Provide leadership to up to 10 direct reports
• Drive data-informed decision-making for compliance standards
Requirements:
• University degree with MBA, CIM, or CFA designation
• Over 10 years of financial industry experience
• Knowledge of mutual fund and investment compliance
• Exceptional communication and sound judgment skills
• Bilingual (French and English) for Quebec
Shape the future of compliance and supervision at SLFISI and SLCSI with your expert leadership.
J-18808-Ljbffr