Designed Securities Ltd. seeks a Chief Compliance Officer to enhance our compliance program. This role combines strategic insight and practical regulatory knowledge to guide our firm effectively.

As the CCO, you will play an essential role in strengthening the governance framework and compliance controls within our investment dealer firm. This position requires a proactive leader who can collaborate effectively with various teams while embodying the culture of accountability. You will ensure compliance with regulatory requirements and internal policies, making a meaningful impact on our advisors and clients.

Key Responsibilities:
• Lead compliance program development and implementation
• Ensure compliance with securities laws and internal guidelines




• Provide compliance advice to leadership and operational teams
• Engage stakeholders in promoting ethical decision-making
• Liaise with external auditors and regulatory authorities

Requirements:
• Minimum 5 years in Investment Dealer, 3 years in compliance
• In-depth knowledge of securities regulations and obligations
• Proven leadership skills in compliance environments
• Exceptional written and verbal communication abilities
• CIRO CCO exam completion or active CCO registration

Shape the future of compliance at Designed Securities Ltd. as our Chief Compliance Officer.
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📌 Chief Compliance Officer Opening in Investment Sector (Ontario)
🏢 Designed Wealth Management
📍 Ontario