Join Sun Life as the Director of Wealth Oversight Programs, focusing on compliance and supervision. This strategic role is pivotal in managing Tier1 oversight for dealers across regions.
Reporting to the AVP, you will direct oversight for mutual fund and securities dealer compliance, manage complex issues, and lead a team of managers. Your leadership will encourage accountability and enhance organizational effectiveness through strategic vision and performance metrics.
Key Responsibilities: - Own the Tier1 supervision framework for consistent execution - Directly lead up to 10 reports with high accountability - Partner with internal teams for compliance excellence - Implement KPIs and quality assessment benchmarks - Drive transformation and continuous improvement strategies
Requirements: - Bachelor's degree with MBA, CIM, or CFA designation - At least 10 years of financial industry experience - Solid judgement in handling high-risk matters - Excellent skills in influencing senior executives - Knowledge of OSFI regulations and wealth products
Elevate compliance and foster a culture of ownership at Sun Life.#J-18808-Ljbffr

📌 Wealth Oversight Director Sun Life Job Winnipeg
🏢 Sun Life Financial
📍 Winnipeg