Chief Compliance Officer (Toronto)

Chief Compliance Officer (Toronto)

31 Jul
|
Canadian wealth platform
|
Toronto

31 Jul

Canadian wealth platform

Toronto

Bring your compliance expertise to JPMorgan Asset Management as the Vice President & Deputy Chief Compliance Officer in Canada. This role supports regulatory engagement and risk management while overseeing compliance across Canadian operations.As Vice President and Deputy Chief Compliance Officer at JPMorgan, you will collaborate with the Chief Compliance Officer to enhance compliance initiatives across the Canadian asset management framework. Your extensive experience in asset management or financial services ensures sound execution of compliance programs. You will manage regulatory interactions, drive risk assessments, and implement policies in a highly regulated environment.Key Responsibilities:



- Provide deputy coverage for the Chief Compliance Officer - Oversee securities licensing and regulatory submissions - Engage with regulators during compliance examinations - Advise on product and distribution compliance issues - Develop compliance training and communication materialsRequirements: - Experienced in compliance within financial services - Solid communicator of complex regulatory issues - Bachelor's degree in law, finance, or related discipline - Ability to manage cross-functional initiatives independently - Familiarity with Canadian securities regulations preferredLeverage your extensive compliance knowledge to foster a strong regulatory framework for JPMorgan's Canadian asset management division. #J-18808-Ljbffr

📌 Chief Compliance Officer (Toronto)
🏢 Canadian wealth platform
📍 Toronto

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