Take on a vital role as a Senior Compliance Analyst at Wellington-Altus in Toronto, providing essential Tier 2 supervision and regulatory compliance support. Enhance the effectiveness of compliance protocols across the organization.
Reporting to the Senior Manager, Compliance, you will conduct a variety of supervisory functions, including the monitoring of high-risk accounts and communications. Your expertise will help resolve compliance-related issues and guide others in understanding regulatory expectations. Collaborate with diverse teams to further improve compliance workflows.
Key Responsibilities:
• Monitor communications for potential regulatory risks
• Complete Tier 2 supervisory roles and escalated reviews




• Develop and enhance Tier 2 procedures and documentation
• Train and support compliance team members
• Aid in internal and external compliance reviews
Requirements:
• Bachelor’s degree in finance, business, or related discipline
• 2-5 years in a relevant compliance role
• Experience with Tier 2 supervision is advantageous
• Proficiency in MS Office tools
• Robust attention to detail and problem-solving skills
Contribute your compliance expertise at Wellington-Altus and foster a culture of regulatory excellence.
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📌 Wellington-Altus Senior Compliance Analyst (Toronto)
🏢 Wellington-Altus Private Wealth
📍 Toronto