Elevate your career with Moomoo Canada Financial Inc. as an Investment Compliance Analyst, focusing on crucial elements of regulatory compliance and compliance risk assessment. Join a forward-thinking team that values professional growth.

As an Investment Compliance Analyst, you will assist in enhancing Moomoo’s compliance framework under the supervision of the Chief Compliance Officer. Your role involves monitoring for unusual activities, managing client onboarding, and addressing compliance communications. You will play a vital part in maintaining regulatory standards in the fast-evolving financial services landscape.

Key Responsibilities:
• Supervise AML and ATF compliance measures
• Review account onboarding for compliance and KYC




• Evaluate marketing communications for adherence
• Document and investigate client complaints
• Assist with regulatory filings and oversight

Requirements:
• Degree in business, finance, or compliance field
• Experience in financial services compliance preferred
• Familiarity with Canadian regulatory requirements
• Solid analytical and investigative skills
• Excellent communication and organizational abilities

Capitalize on this opportunity to enhance Moomoo’s compliance efforts while advancing your own career in Toronto.
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📌 Investment Compliance Analyst at Moomoo (Ontario)
🏢 PVH (Tommy Hilfiger/Calvin Klein)
📍 Ontario