Join BMO Nesbitt Burns as a Senior Compliance Officer specializing in regulatory and advisory functions. This role emphasizes expertise in CIRO rules and the securities regulatory landscape.
As a key member of BMO's Compliance team, you will focus on regulatory developments, reporting, and change management. The ideal candidate will have over 5 years of experience along with solid analytical skills and a proven ability to manage compliance programs. Your contributions will directly impact BMO's adherence to regulatory frameworks while driving organizational excellence.
Key Responsibilities:
• Understand CIRO rules and the regulatory landscape
• Lead regulatory change initiatives and manage stakeholders
• Contribute to regulatory reporting and compliance programs
• Implement analysis methodologies and governance tools
• Support the CCO on various compliance tasks
Requirements:
• 5+ years in compliance with regulatory developments
• Post-secondary degree in a related field
• Knowledge of securities laws and CIRO rules
• Excellent communication and analytical skills
• Ability to navigate a changing environment
Leverage your compliance expertise to ensure adherence within BMO’s private wealth sector.
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📌 Senior Compliance Officer at BMO (Ontario)
🏢 BMO
📍 Ontario