Vice President, Financial Risk Audit Manager

About the Company

Expanding provider of investment management, research & trading services

Industry
Financial Services

Type
Public Company

Founded
1792

Employees
10,001+

Categories

- Financial Services
- Investment Management
- Consulting & Qualified Services
- B2B
- Asset Management
- Boston
- Finance
- Insurance
- Publicly Traded
- Angel Investment
- Banking

Specialties

- investment management
- custodian
- etf
- financial products
- fund accounting
- relationship management
- research
- trading
- and investment servicing

Business Classifications

- B2B

About the Role

The Company is seeking a Financial Risk Audit Manager, Vice President to lead the execution of audit assurance coverage over financial risks, including market, credit, interest rate, and liquidity. The successful candidate will be responsible for developing and executing a risk-based global financial risk audit plan, ensuring that audit engagements align with internal standards, and preparing and communicating audit deliverables to senior and executive management. This role requires a strategic thinker with the ability to manage complex global audit programs, strong communication and leadership skills, and the ability to influence and drive process and control improvements.



The candidate should have a minimum of 10 years' experience in internal audit, risk management, or related functions within financial services, with a strong understanding of financial risks and global regulatory expectations.

Applicants for the Financial Risk Audit Manager, Vice President position at the company should have a Bachelor's degree, preferably in finance, accounting, or a related field, with an advanced degree such as CFA, FRM, or CPA being preferred. The role demands a professional with extensive experience in leading global audit engagements, interacting with regulators, and a proven track record of managing, coaching, and developing staff. The ideal candidate will be highly collaborative, with the ability to maintain strong relationships within the department and with stakeholders across the lines of defense. Fluency in English is required, and the candidate should be adept at managing complexity, prioritizing tasks, and working independently in a fast-paced environment. The role is pivotal in ensuring the company's resilience and compliance with key banking regulations, and the candidate will be expected to stay abreast of industry matters and apply new developments in audit projects effectively.

Hiring Manager Title
Corporate Audit Managing Director

Functions

- Finance

📌 Vice President, Financial Risk Audit Manager (Toronto)
🏢 Confidential
📍 Toronto