Wellington-Altus is hiring a Senior Compliance Analyst in Toronto, focusing on Tier 2 supervision and regulatory support. Contribute to compliance assessments and ongoing learning initiatives.
In this integral position, the Senior Compliance Analyst will connect with stakeholders and report to the Senior Manager, Compliance. A robust background in compliance or related fields will support your success in addressing regulatory expectations and enhancing Tier 2 processes. The ideal candidate will excel in a collaborative environment while navigating complex compliance scenarios.
Key Responsibilities:
• Review email and social media for compliance issues
• Oversee Tier 2 activities and improve workflows




• Support training for compliance analysts and new team members
• Resolve compliance inquiries and issues for registered staff
• Participate in audits and compliance evaluations
Requirements:
• Bachelor's degree or equivalent in business or finance
• 2-5 years experience in compliance or operations roles
• Strong asset: Tier 2 supervisory experience
• Valid CSC/CPH or relevant regulatory exam
• Excellent communication and problem-solving skills
Leverage your skills and make a difference in compliance at Wellington-Altus.
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📌 Toronto Senior Compliance Analyst Role
🏢 Wellington-Altus
📍 Toronto