Step into a crucial role with Moomoo Canada Financial as a Compliance Analyst in Toronto. This position focuses on regulatory compliance across AML, client onboarding, and marketing review.
At Moomoo Financial, we are expanding our compliance team with a knowledgeable Compliance Analyst. In this role, you’ll navigate through anti-terrorist financing regulations, conduct trade surveillance, and support the firm's overall compliance operations. You'll report directly to the CCO and collaborate with senior leaders to ensure compliance with regulatory requirements.
Key Responsibilities:
• Monitor anti-money laundering and terrorist financing activities
• Review client accounts for KYC compliance
• Evaluate marketing communications for accuracy




• Participate in trade surveillance and issue documentation
• Assist with regulatory reporting and submissions
Requirements:
• Degree in business, finance, or a related field
• Experience in financial services or compliance roles
• Understanding of AML, KYC, and CSA regulations
• Solid communication and organizational skills
• Attention to detail in reviews and documentation
Join Moomoo Financial in enhancing regulatory compliance as a Compliance Analyst, where your skills will shape our compliance framework.
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📌 Regulatory Compliance Analyst Role (Toronto)
🏢 Moomoo Canada
📍 Toronto