- Provide independent and objective evaluation of the adequacy and effectiveness of the internal controls, risk management practices, governance processes, and fraud prevention and detection in the Wealth Management Canada platform.
- Support the audit leads to execute audit plans from end to end.
- Collaborate with other auditors or audit groups to effectively plan and execute audits in accordance with RBC internal audit methodology and standards.
- Assess effectiveness of internal controls, risk management practices and governance processes in order to draw conclusions to complete the audit programs.
- Execute data analytics and create straightforward visualization.
- Effectively manage relationships and build credibility with audit clients and key stakeholders.
- Take initiatives to lead small audit projects and issue validation.
- Keep abreast of organizational, regulatory, product, strategic and financial changes and/or trends impacting Wealth Management business platform.

Requirements

- You hold a designation in good standing in one or more of the following: CPA, CIA or equivalent, as well as an undergraduate degree.
- Minimum 3-5 years of demonstrated audit experience.
- Strong problem solving and interpersonal, written and verbal communication skills.
- Financial Institution experience (nice-to-have).
- Knowledge of Wealth Management business and functions (nice-to-have).
- Knowledge of Canadian,



US and International regulatory standards, auditing standards and business processes in the financial securities environment (nice-to-have).
- Understanding of advanced analytics and data visualization tools and reporting (nice-to-have).

Core Competencies

Demonstrates expertise in evaluating internal controls, risk management practices, and governance processes within the Wealth Management sector, while effectively managing audit projects and stakeholder relationships. Proficient in data analytics and visualization to support audit execution and reporting.

Highest-signal resume keywords

- CPA
- CIA
- Audit Experience
- Data Analytics
- Wealth Management Knowledge

ATS Optimization Keywords

Hard Skills

- Internal Controls Evaluation
- Risk Management Assessment
- Governance Processes Evaluation
- Audit Planning
- Fraud Prevention
- Data Visualization
- Audit Methodology
- Regulatory Standards Knowledge
- Financial Securities Processes
- Problem Solving

Soft Skills

- Interpersonal Skills
- Written Communication
- Verbal Communication

Certifications & Qualifications

- CPA
- CIA

Industry Keywords

- Wealth Management
- Financial Institution
- Canadian Regulatory Standards
- US Regulatory Standards
- International Regulatory Standards
- Auditing Standards

Tools & Technologies

- Data Analytics Tools
- Reporting Tools

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📌 Manager, Wealth Management – Internal Audit (Toronto)
🏢 Jobtailor
📍 Toronto