Lead Tier 1 supervision programs at SLFISI and SLCSI. Drive compliance, establish KPIs, and oversee a high-performing team to enhance the financial industry standards.
As the Director, you will manage supervision activities across regions while serving as a senior escalation point for complex matters. This role demands a solid background in compliance and a minimum of ten years in the financial sector. Your leadership will focus on continuous improvement and data-informed decision-making.
Key Responsibilities: • Oversee Tier 1 supervision framework across all teams • Establish KPIs, KRIs, and productivity benchmarks • Serve as senior escalation point for supervision matters • Provide leadership to up to 10 direct reports • Drive data-informed decision-making for compliance standards
Requirements: • University degree with MBA, CIM, or CFA designation • Over 10 years of financial industry experience • Knowledge of mutual fund and investment compliance • Exceptional communication and sound judgment skills • Bilingual (French and English) for Quebec
Shape the future of compliance and supervision at SLFISI and SLCSI with your expert leadership. #J-18808-Ljbffr
📌 Director Tier 1 Supervision Programs (Toronto)
🏢 Jobtailor
📍 Toronto
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.