30 Jul
|
IG Wealth Management
|
Canada
30 Jul
IG Wealth Management
Canada
Elevate your career as Compliance Lead at IGM Financial, overseeing compliance measures in Toronto, Winnipeg, British Columbia, Alberta, or Saskatchewan. Drive compliance strategy and support financial advisors effectively. As the Compliance Lead at IGM Financial Inc., you will be instrumental in managing regulatory obligations and providing guidance to IG Wealth Management team members.
With focus on compliance reviews and training program delivery, you will ensure adherence to CIRO regulations while enhancing communication at all organizational levels. This position demands a proactive approach and solid analytical skills to navigate complex compliance issues. Key Responsibilities:
Review daily trading, account openings, and KYC documents
Support registrants in resolving compliance inquiries
Oversee training and regulatory commitments
Coordinate internal reviews and external audits
Identify and implement essential training programs Requirements:
Minimum 7 years in compliance roles
Related post-secondary degree or diploma
CIRO supervisor registration required
Fluency in English and French (Quebec-specific requirements)
Robust communication and teamwork skills Join IGM Financial and play a key role in maintaining compliance excellence.
📌 Igm Financial Compliance Lead Winnipeg (Canada)
🏢 IG Wealth Management
📍 Canada