Shape the future of compliance at Aviso Wealth as a Branch Compliance Manager for 9 months. Oversee advisor operations and ensure compliance with industry standards throughout Canada.

Aviso

Wealth is looking to appoint a Branch Compliance Manager to support its compliance team. This role emphasizes the daily supervision of advisors, managing compliance issues, and providing training on compliance matters. You'll collaborate closely with compliance staff to enhance overall compliance strategies. Key Responsibilities:
Approve account setups and modifications
Conduct regular assessments of advisor trading
Manage resolution of compliance-related issues
Act as the primary compliance contact for advisors
Conduct compliance training and branch visits Requirements:
Minimum 5 years in the financial services industry
Must be CIRO registered as a Branch Manager
Previous experience in an IIROC/MFDA firm
In-depth knowledge of compliance regulations
Robust analytical and organizational skills Join Aviso Wealth and leverage your compliance expertise to foster effective advisory relationships.

📌 Aviso Wealth Branch Compliance Manager Vancouver
🏢 Aviso
📍 Vancouver