Enhance your career as a Senior Operations and Regulatory Compliance Specialist with Fidelity in a versatile hybrid role. Utilize your expertise in compliance to support and improve regulatory standards.

In this impactful position, you'll report to the Director of Operations and Regulatory Compliance and oversee monitoring and compliance reporting at Fidelity Investments Canada ULC. Your responsibilities will include policy updates, handling sales communications, and maintaining compliance programs related to securities regulations, privacy, and registrations. You will be instrumental in educating stakeholders through robust training and communications.

Key Responsibilities:



• Monitor and report on operational compliance matters • Develop and update compliance policies regularly • Prepare materials for executive committees and training • Review sales communications and advertisements for compliance • Conduct compliance monitoring for various programs

Requirements: • Minimum 4 years in compliance or related role • Knowledge of mutual fund regulations and sales requirements • Excellent analytical and communication skills • Solid understanding of mutual fund operations • Bilingualism in English and French is an asset

Bring your compliance expertise and operational knowledge to Fidelity, making a real difference in the financial services industry. #J-18808-Ljbffr

📌 Senior Compliance Specialist At Fidelity Winnipeg (Canada)
🏢 Fidelity International
📍 Canada