Compliance Auditor Toronto (Canada)

Compliance Auditor Toronto (Canada)

30 Jul
|
The Mason Group
|
Canada

30 Jul

The Mason Group

Canada

Compliance Auditor, Insurance Brokerage Operations Full time | Hybrid (2x/week Downtown Toronto) Do you have operational and financial experience working within a general insurance brokerage ? Have you contributed to improving processes and ensuring compliance in a brokerage workplace? If so, this chance may be of interest. Our client is seeking a Compliance Auditor, Insurance Brokerage Operations to join their team. Reporting to the Manager, Compliance , this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews. Key Responsibilities
Conduct risk-based assessments of insurance brokerages using established audit frameworks
Review operational documents and financial records to assess compliance with industry regulations and standards
Analyze documentation to identify issues such as:o Equity shortfallso Trust

📌 Compliance Auditor Toronto (Canada)
🏢 The Mason Group
📍 Canada

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