Become a key CPA in the Registration Division, conducting compliance reviews to ensure the integrity of Ontario's capital markets. Engage with diverse stakeholders to implement corrective actions effectively.
In this role, you will lead reviews to assess compliance of registered firms with securities regulations. Your expertise will help formulate necessary actions to address any non-compliance issues while fostering team-oriented relationships. The position is critical to upholding market stability and investor confidence.
Key Responsibilities:
• Conduct thorough reviews of regulated entities
• Prepare reports outlining compliance shortcomings
• Work alongside stakeholders to find solutions




• Address emerging regulatory issues proactively
• Promote effective market practices and investor trust
Requirements:
• Membership with CPA Ontario is required
• Minimum 1 year audit experience post-CPA
• Experience within audit and assurance settings
• Knowledge of financial services is advantageous
• Robust skills in communication and collaboration
Utilize your CPA qualifications to enhance compliance and support investor protection in Ontario’s capital markets.
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📌 Cpa For Regulatory Reviews And Compliance Toronto (Canada)
🏢 Ontario Securities Commission
📍 Canada