Join IGM Financial as the Manager of Regulatory Compliance, based in Toronto, Winnipeg, British Columbia, Alberta, or Saskatchewan, and help maintain high compliance standards in the financial sector.
In this pivotal role, you will lead Tier 1 compliance supervision activities while ensuring that IG Wealth Management adheres to regulatory guidelines. The ideal candidate brings significant experience in compliance management, an understanding of regulatory obligations, and the ability to lead compliance training initiatives.
This position requires collaboration with various levels of staff to support effective compliance strategies.
Key Responsibilities:
Oversee daily trading, KYC updates, and compliance issues
Manage training obligations and supervision schedules
Conduct compliance audits and internal reviews
Identify training needs for compliance education
Ensure regulatory guidelines are interpreted accurately
Requirements:
7+ years in a compliance-focused role
Degree or diploma in a relevant business field
Qualification for CIRO supervisor registration
Fluent in English and French preferred
Robust analytical and organizational skills
Lead compliance initiatives and make a meaningful impact within IGM Financial's supportive workplace.
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