We’re supporting a growing investment management firm that’s building out their compliance function with a new hire. This role is ideal for someone who’s eager to learn, detail-oriented, and looking to grow their compliance career in a highly collaborative, quick-paced environment. You’ll report into senior leadership and gain exposure to both day-to-day tasks and larger compliance projects across investment, operations, and sales/marketing areas.

If you enjoy digging into details, making sure processes align with regulations, and working alongside a committed team, this could be a strong next step for you.

What You’ll Do

- Support compliance activities across investment, operations, and marketing
- Assist with regulatory filings, due diligence, and risk mitigation tasks
- Review documentation for accuracy and regulatory adherence




- Collaborate with colleagues across departments to resolve compliance questions
- Handle compliance-related administrative tasks and ensure timely completion
- Take initiative on special projects while supporting ongoing daily requirements

Qualifications

- 2+ years of compliance and administrative experience within Canadian asset management (IFM/PM)
- Familiarity with securities regulations (e.g., National Instruments 81-102, 81-106, 31-103, 33-109, 81-105, 81-107)
- Strong collaboration skills and ability to work in a demanding, detail-driven workplace
- Related business education; CSC or other industry courses an asset

📌 Compliance Analyst (Mississauga)
🏢 Talent IQ
📍 Mississauga