Lead Tier 1 supervision programs at SLFISI and SLCSI. Drive compliance, establish KPIs, and oversee a high-performing team to enhance the financial industry standards. As the Director, you will manage supervision activities across regions while serving as a senior escalation point for complex matters.
This role demands a robust background in compliance and a minimum of ten years in the financial sector. Your leadership will focus on continuous improvement and data-informed decision-making. Key Responsibilities:
- Oversee Tier 1 supervision framework across all teams
- Establish KPIs, KRIs, and productivity benchmarks
- Serve as senior escalation point for supervision matters
- Provide leadership to up to 10 direct reports
- Drive data-informed decision-making for compliance standards
Requirements:
- University degree with MBA, CIM, or CFA designation
- Over 10 years of financial industry experience
- Knowledge of mutual fund and investment compliance
- Exceptional communication and sound judgment skills
- Bilingual (French and English) for Quebec
Shape the future of compliance and supervision at SLFISI and SLCSI with your expert leadership.
📌 Director Tier 1 Supervision Programs (Toronto)
🏢 Jobtailor
📍 Toronto
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