Take charge as Branch Manager to ensure compliance and enhance operations within the financial services arena. Your expertise will guide advisors in navigating regulatory requirements while fostering successful partnerships.
In this pivotal role, you will manage compliance measures, oversee branch activities, and support staff development. By addressing operational challenges and providing timely solutions, you will contribute significantly to a culture of integrity and innovation at the branch.
Key Responsibilities:
• Ensure compliance with corporate policies and regulations • Conduct site visits and follow up on operational deficiencies • Review and respond to audits and maintain supervisory records • Facilitate advisor training and identify improvement opportunities • Lead communication between advisors and support staff
Requirements: • 2+ years of experience in financial services • Completion of Canadian Securities Course (CSC) • Certified in Conduct and Practices Handbook (CPH) • Finished Branch Managers Course requirements • Excellent organizational and leadership capabilities
Utilize your leadership skills to enhance branch operations, compliance, and advisor support in a thriving financial services workplace. #J-18808-Ljbffr
Apply on Kit Job: kitjob.ca/job/2g9cjz
📌 Branch Operations and Compliance Leader (Calgary)
🏢 iA Financial Group
📍 Calgary
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