Senior Auditor, Compliance Audit Centre of Excellence (965) (Toronto)

Senior Auditor, Compliance Audit Centre of Excellence (965) (Toronto)

19 Apr
|
TD Securities
|
Toronto

19 Apr

TD Securities

Toronto

Work Location: Toronto, Ontario, Canada

Hours: 37.5 hours per week

Line Of Business: Audit

Pay Details: $69,700 - $98,400 CAD

Job Description

As a Senior Auditor, you will assist with audit processes, provide recommendations, and support operational improvements across TD's businesses.

Responsibilities

- Support the build‑out and implementation of the compliance coverage model for enhanced audit coverage of regulatory compliance risk.
- Provide advisory support to Audit Teams for audits with a high degree of complexity related to regulations.
- Support the roll‑out of tools, templates, and guidance to help audit teams deliver high‑quality audit work related to regulatory testing.
- Partner with Audit's Data & Analytics Team to leverage support for automation as needed.
- Develop great working relationships with audit teams through clear communication and effective stakeholder management.
- Support Audit's annual planning and risk assessment process as needed.
- Execute timely audits for assigned business or engagements based on established audit plans and standards.
- Assist in the development of audit planning process while ensuring the completion of appropriate programs and risk assessments to identify key risks and opportunities to mitigate those risks.
- Handle the ongoing audit communications process including presentation of findings and recommendations to client and audit management.
- Present independent audit opinion on the adequacy of internal controls in accordance with established professional standards.




- Collaborate with regulatory and internal divisional audits for new findings to ensure data is up to date and properly documented.
- Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities.
- Support the entire audit engagement process and improve operational efficiencies by staying current on emerging business trends and developments, and analytical tools and techniques.
- Help the team in the analysis and implementation of initiatives to deliver quality results within tight timeframes.
- Act with the highest levels of integrity while observing regulatory guidelines, fulfilling due diligence by applying good judgement in handling confidential matters.
- Build a positive and open work setting by inspiring good working relationships, sharing knowledge and skills, and assisting team members.

Job Requirements

- Undergraduate degree with over 3 years of work experience.
- Hands‑on knowledge of MS Office (Excel, Word, PowerPoint, Access, Outlook) and internet applications.
- Proficient to work multi‑functionally, provide guidance to other team members and ensure good relations across teams and functions.
- Strong communication (written and verbal) skills to interact clearly and effectively in a fast‑changing environment.

Benefits

Our Total Rewards package includes a base salary, variable compensation, health and well‑being benefits, retirement plans, paid time off, banking discounts, career development, and reward and recognition programs.

TD is an equal opportunity employer.

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📌 Senior Auditor, Compliance Audit Centre of Excellence (965) (Toronto)
🏢 TD Securities
📍 Toronto

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