Accelerate your compliance career as a Compliance Associate in a wealth management firm. Utilize your relationship-building skills and compliance knowledge in a collaborative and supportive atmosphere.
You will report to the Team Lead for Tier 2 Compliance Supervision and play a vital role in overseeing compliance processes. Ideal candidates will have 1-3 years of relevant experience and solid analytical skills. The position involves conducting compliance reviews, regulatory processes, and internal audits effectively.
Key Responsibilities:
• Analyze client accounts for regulatory compliance
• Document compliance risks and escalate as needed
• Collaborate with internal teams on compliance matters
• Support compliance policy reviews and updates
• Assist in compliance-related training initiatives
Requirements:
• 1–3 years of compliance or related experience
• Knowledge of financial services and wealth management
• Proficient in Microsoft Office, especially Excel
• Strong communication skills, written and verbal
• Exposure to compliance tools preferred
Elevate compliance standards and enhance operational excellence as you contribute to a robust compliance culture within the financial services sector.
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Apply on Kit Job: kitjob.ca/job/2g95pa
📌 Dynamic Compliance Associate Role Focused on Wealth Management Oversight (Winnipeg)
🏢 Harbourfront Wealth Management
📍 Winnipeg
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