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Lead oversight of supervision and governance in Capital Markets. Utilize regulatory expertise and robust analytical skills to ensure compliance across global markets, with a focus on Equities and Fixed Income.
In this role, you will manage supervision activities and surveillance across diverse asset classes. Your leadership will be essential in quality assurance initiatives, including data governance and compliance with regulatory standards. Engage with stakeholders globally, oversee reporting processes, and provide training to team members while addressing regulatory risks.
Key Responsibilities:
• Monitor and ensure compliance with global regulations
• Prepare and publish monthly/quarterly reports
• Build relationships across stakeholders and regulatory bodies




• Assist in internal audits and regulatory reviews
• Provide training and guidance to team members
Requirements:
• 7+ years in Capital Markets with compliance experience
• CFA designation is an asset
• Strong knowledge of regulatory environments globally
• Excellent communication and negotiation skills
• Proven analytical abilities for data assessment
Shape the future of supervision and governance by driving compliance and collaboration across complex market structures.
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Apply on Kit Job: kitjob.ca/job/2g8r3j

📌 Capital Markets Supervision Director (Toronto)
🏢 CIBC
📍 Toronto