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We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What You’ll Be Doing

As Director, Supervision & Governance within CIBC Capital Markets, you’ll play a critical leadership role overseeing supervision activities across global markets. You’ll focus on Equities and FICC (Fixed Income, Currencies, and Commodities) supervision and surveillance, ensuring compliance with standards established by regulators worldwide. Your expertise in data governance, completeness, and regulatory effectiveness will be foundational to extending supervision and surveillance across all asset classes. You’ll lead quality assurance initiatives related to source system data transformation, build and publish monthly and quarterly reports, and collaborate with stakeholders across multiple regions. Additionally, you’ll provide guidance and training to team members, address regulatory risks, and support departmental goals and key projects.

At CIBC we enable the work environment most optimal for you to thrive in your role. To successfully perform the work, you’ll be on‑site full‑time.

Base salary range: $110,000 to $160,000. Compensation includes participation in an annual discretionary incentive or bonus program.

How You’ll Succeed

- Supervision, Surveillance & Regulatory Compliance – Monitor daily data completeness within surveillance platforms,



identify and elevate incidents, execute focused reviews, and ensure policies and procedures comply with global regulations. Maintain up‑to‑date technology tools for data reconciliation and minimize regulatory risk.
- Reporting & Communication – Prepare and publish monthly and quarterly reports; communicate regulatory interactions, review findings, and technical incidents to the Department Head.
- Stakeholder Engagement & Cross‑Functional Collaboration – Maintain strong relationships with regulators, audit, compliance, and industry peers. Liaise with Lines of Business within Capital Markets, manage vendor relationships, and participate in industry working groups, committees, and projects as required.
- Audit & Review Support – Assist with internal audits and regulatory reviews, remediate gaps, and provide feedback to stakeholders.
- Training & Leadership – Provide oversight, guidance, and training to team members to achieve departmental objectives.

Who You Are

- At least 7 years of experience in Capital Markets, including Compliance and front‑office support, with cross‑asset knowledge (Rates, FX, Derivatives). CFA is an asset.
- Robust grasp of the Capital Markets regulatory environment across Canada, the US, the UK, Europe, and APAC regions.
- Strong analytical skills to assess complex data, drive quality assurance, and optimize supervision processes.
- Excellent communication and negotiation skills with diverse stakeholders, including lines of business and infrastructure groups.
- Fosters connections with regulators, peers, and internal teams to drive collective success.
- Adaptable to fast‑paced environments, manages tight timelines, and delivers results under

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Apply on Kit Job: kitjob.ca/job/2g8q0z

📌 Director, Supervision & Governance (Toronto)
🏢 CIBC
📍 Toronto