Senior Compliance Officer Position (Vancouver)

Senior Compliance Officer Position (Vancouver)

16 Apr
|
OceanFront Wealth
|
Vancouver

16 Apr

OceanFront Wealth

Vancouver

Elevate your career as a Chief Compliance Officer in a hybrid setting.

Lead comprehensive compliance programs ensuring adherence to securities and AML standards while fostering a compliant culture.

This executive leadership role requires you to be the authoritative voice on compliance matters while liaising with regulators.

You will take a hands-on approach to designing compliance frameworks, conducting internal reviews, and ensuring the firm’s operations align with regulatory expectations.

Your proactive leadership will foster a strong compliance culture across the organization.

Key Responsibilities:
• Design and refine comprehensive compliance frameworks
• Manage compliance reviews and KYC documentation




• Serve as main contact for AML compliance issues
• Establish reports to highlight emerging compliance risks
• Educate staff on regulatory expectations and practices

Requirements:
• 5+ years' experience in a compliance role
• Comprehensive understanding of securities regulations
• Proficient in compliance program development
• Background in legal or regulatory fields is a plus
• Robust analytical communication skills

Take charge in shaping compliance strategy and culture within a leading investment firm.
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📌 Senior Compliance Officer Position (Vancouver)
🏢 OceanFront Wealth
📍 Vancouver

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