Apply on Kit Job: kitjob.ca/job/2fsmd7

Lead asset management compliance initiatives as a Compliance Manager. Focus on monitoring, reporting, and ensuring regulatory adherence through robust frameworks.
This role demands in-depth knowledge of compliance functions and asset management regulations. You will perform critical assessments on the impacts of business changes, enhance personal trade monitoring programs, and coordinate compliance activities with multiple stakeholders. Your expertise will be essential in executing regulatory and operational compliance.
Key Responsibilities:
• Review and manage compliance with regulatory guidelines
• Execute monitoring of personal trading activities
• Conduct annual stress tests and liquidity assessments
• Provide compliance reporting to senior management




• Support on compliance-related initiatives with business leaders
Requirements:
• 3-5 years in a compliance role within asset management
• Relevant degree or equivalent experience required
• Industry designations like CFA or an advanced degree are a plus
• Solid attention to detail and problem-solving skills
• Effective communication and relationship-building abilities
Ensure high compliance standards and mitigate risks while guiding business leaders in regulatory adherence and operational integrity.
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Apply on Kit Job: kitjob.ca/job/2fsmd7

📌 Compliance Manager in Asset Management (Toronto)
🏢 BMO
📍 Toronto