Apply on Kit Job: kitjob.ca/job/2fsgh4

Drive compliance and risk management as an Account Supervisor. Oversee supervision of retail accounts while supporting adherence to business ethics and regulatory standards in a collaborative environment.
In this role, you will be responsible for first-tier supervision and facilitating inquiries requiring escalation. Your expertise will focus on ensuring compliance with policies and procedures, while providing guidance to Financial Advisors. Strong communication skills and problem-solving abilities are vital as you contribute to an effective risk-aware culture.
Key Responsibilities:
• Supervise retail accounts ensuring compliance
• Facilitate supervisory inquiries requiring escalation
• Monitor and implement risk management procedures




• Provide coaching on compliance policies
• Support audit preparation and response
Requirements:
• Bachelor’s degree or equivalent experience
• 2 years supervisory experience in a regulated setting
• Knowledge of CIRO rules and regulations
• Required licenses including CSC and CPH
• Strong attention to detail and leadership skills
Shape a secure workplace by ensuring compliance, enhancing risk practices, and mentoring Financial Advisors in effective operations.
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Apply on Kit Job: kitjob.ca/job/2fsgh4

📌 Wealth Management Compliance Supervisor (Toronto)
🏢 Morgan Stanley
📍 Toronto