Branch Compliance Lead: AML and Regulatory Oversight (Toronto)

Branch Compliance Lead: AML and Regulatory Oversight (Toronto)

17 Apr
|
Raymond James Financial
|
Toronto

17 Apr

Raymond James Financial

Toronto

A financial services firm in Toronto is seeking a Branch Compliance Supervisor. The role involves monitoring retail account activity for compliance and supporting Financial Advisors. Candidates should have 5 years of compliance experience, proficiency in regulatory requirements, and knowledge of tools like DATAPhile and Power BI. The position offers competitive compensation ranging from $100,000 to $115,000 annually, along with performance bonuses and incentives.
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📌 Branch Compliance Lead: AML and Regulatory Oversight (Toronto)
🏢 Raymond James Financial
📍 Toronto

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