Dynamic Compliance Director Shaping Strategy and Engagement (Toronto)

Dynamic Compliance Director Shaping Strategy and Engagement (Toronto)

17 Apr
|
Tangerine Bank
|
Toronto

17 Apr

Tangerine Bank

Toronto

Elevate your career as a Compliance Director, ensuring regulatory adherence while enhancing team collaboration and client relationships in a transformative banking environment.
In this pivotal role, you'll lead the Compliance program, focused on mitigating compliance risks while supporting ethical business practices. You will cultivate a culture of integrity; monitoring regulatory trends, updating policies, and advising on significant compliance matters. Your leadership will forge strong relationships with regulatory entities and ensure a proactive compliance culture within your team.
Key Responsibilities:
• Supervise regulatory monitoring and compliance updates
• Spearhead compliance risk management strategies organization-wide
• Foster an inclusive and motivating workplace workplace




• Develop strong ties with key regulatory representatives
• Promote compliance-minded initiatives in project engagement
Requirements:
• Over 5 years of compliance experience in retail brokerage
• Extensive knowledge of the CIRO and investment regulatory framework
• Strong ability to communicate complex issues expeditiously
• Recent successful completion of required financial proficiency exams
• Capability to adapt to evolving compliance environments
Lead compliance excellence and facilitate outstanding client service in a bold, innovative banking landscape.
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📌 Dynamic Compliance Director Shaping Strategy and Engagement (Toronto)
🏢 Tangerine Bank
📍 Toronto

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